Compliance Officer (Internal Control)

    JOB DESCRIPTION

    • Controlling investment operations before, during, and after
    • Implement the audit, control, and annual and irregular inspection plans in collaboration with the internal auditor.
    • The main point of contact for management agencies, inspections, and inspections pertaining to the company's internal control content.
    • Work with risk management to manage operational risk for the company and carry out other internal control and monitoring tasks.
    • Regularly update the Executive Board and Agencies on internal control
    • Carry out other tasks as directed by the Executive Board.

    JOB REQUIREMENTS

    • Bachelor's degree in Laws, Accounting/ Auditing
    • Having at least 2+ experience working in compliance/ internal control position in the securities, fund, audit industry
    • Having a or CFA level 2 or CIIA final level or Securities Practicing Certificate

    CONTACT
    Contact Ms Linh: 0352004803/ linh.pham@employmentvietnam.vn for confidential discussion. 

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